Regulator warnings are alerts or notices issued by regulatory authorities to inform the public about potential risks, frauds, or misconducts related to financial services or products. Regulator warnings may also target specific firms or individuals that are operating without authorisation, or that are impersonating authorized entities.
For example, the Financial Conduct Authority (FCA) in the UK publishes a warning list of unauthorized and clone firms that may be scamming consumers or investors. The FCA also issues press releases, statements, and speeches to raise awareness of emerging issues or trends in the financial sector, such as crypto assets, greenwashing, or financial inclusion.
Some other examples of regulator warnings are:
Regulator warnings are important for protecting consumers, enhancing market integrity, and promoting competition in the interests of consumers. They also help to deter and prevent financial crime, misconduct, and harm. Regulator warnings may vary in format, content, and frequency depending on the jurisdiction, the type of regulation, and the nature of the risk.
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Broker Complaint Registry’s mission is to assist victims of online scams. Therefore, we do not charge any fee for consultations. Leads may be provided to third-party vendors that offer compensation in return.
