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Caution Investors Capital Funds Inc. – Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements
Capital Funds Inc. is a company that claims to offer investment opportunities in various sectors, such as real estate, energy, technology, and healthcare. The company operates through its website, capitalfundsinc.com, where it provides information about its products and services, as well as testimonials from satisfied customers. However, before you decide to invest with Capital Funds Inc., there are some important things you need to know.
Regulation and Compliance:
According to the Alberta Securities Commission (ASC), the regulator of the securities market in Alberta, Capital Funds Inc. is not registered to trade in or advise on securities or derivatives in Alberta. This means that the company is not authorized to issue, offer or sell securities or derivatives to investors in Alberta, nor to provide advice on investing in these instruments. Furthermore, the company has not filed any prospectus or reports with the ASC, as required by law for any issuer of securities or derivatives.
The ASC has issued a warning to investors about Capital Funds Inc. and has added the company to its Investment Caution List. The Investment Caution List is a list of unregistered entities that may be involved in fraudulent or illegal activities, such as Ponzi schemes, boiler rooms, or identity theft. The ASC advises investors to exercise caution when dealing with these entities and to check the registration status of any person or company offering an investment opportunity. You can check the registration status of Capital Funds Inc. and other entities on the ASC website: https://www.asc.ca/en/Enforcement/Investment-Caution-List.
While Capital Funds Inc. claims to have many satisfied customers who have earned high returns on their investments, you should be wary of these testimonials. They may be fabricated, exaggerated, or paid for by the company itself. Moreover, they may not reflect the actual performance or risks of the investments offered by the company. You should always do your own research and due diligence before investing with any company, and not rely solely on customer reviews.
Products and Services:
Capital Funds Inc. claims to offer a variety of investment products and services, such as fixed income, equity, alternative, and managed accounts. However, these products and services may not be suitable for your investment objectives, risk tolerance, or financial situation. Moreover, they may not be transparent, legitimate, or regulated by any authority. You may not receive any disclosure documents, such as prospectuses or financial statements, that explain the features, risks, fees, and performance of these products and services. You may also not have any recourse or protection in case of fraud, misrepresentation, or loss.
Capital Funds Inc. claims to have offices in several locations around the world, such as Canada, the USA, the UK, Australia, and Hong Kong. However, these locations may not be verified or registered with any regulatory agency. The company may also use fake or misleading addresses, phone numbers, or email addresses to deceive investors. You should always verify the physical location and contact information of any company you are dealing with.
Capital Funds Inc. claims to have a professional and responsive customer service team that is available 24/7 to assist investors with any questions or issues. However, this may not be true or reliable. You may encounter difficulties in reaching or communicating with the company’s representatives. You may also receive false or misleading information from them. You should always ask for written confirmation of any verbal communication you have with the company.
Is Your Money Safe in an unregulated company?
The answer is no. Investing with an unregistered company like Capital Funds Inc. exposes you to a high risk of losing your money. You may not receive any returns on your investment, or even get your principal back. You may also become a victim of fraud or identity theft. You may not have any legal rights or remedies against the company or its owners if they disappear with your money.
Capital Funds Inc. is a company that you should avoid at all costs. It is not registered with the ASC or any other regulator to trade in or advise on securities or derivatives in Alberta. It is also on the ASC’s Investment Caution List as a potential scam entity. The company’s products and services are not transparent, legitimate, or regulated by any authority. The company’s customer reviews are not trustworthy or verifiable. The company’s location and contact information are not confirmed or registered with any agency. The company’s customer service is not professional or responsive.
If you are looking for a safe and reliable investment opportunity in Alberta, you should look elsewhere. You should only deal with registered entities that comply with the securities laws and regulations in Alberta. You should also do your own research and due diligence before investing with any entity. You should also consult a qualified financial advisor who can help you assess your investment goals and needs.