Pinnacle Ventures – Broker Review

Pinnacle Ventures

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Investors beware: Pinnacle Ventures regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Introduction:

Pinnacleventures LTD is an investment firm that offers various products and services to its clients. In this review, we will examine the company’s regulatory compliance, customer reviews, products and services, location, and customer service.

Regulation and Compliance:

Before investing with any firm, it is important to ensure that they are registered and compliant with regulatory bodies. The Securities and Exchange Commission (SEC) and the Alberta Securities Commission (ASC) have both issued warnings about Pinnacleventures LTD.

The SEC has issued a warning about the firm, stating that they are not registered with the commission and are not authorized to offer investment advice or services[1]. The ASC has also included Pinnacleventures LTD on its Investment Caution List, which is a list of companies and individuals that are not registered with the ASC and may be engaging in activities that require registration under Alberta securities laws or maybe investment scams[2].

Customer Reviews:

We were unable to find any customer reviews for Pinnacleventures LTD online. This lack of reviews may cause concern, as it is important to know what other clients have experienced before investing with a firm.

Products and Services:

Pinnacleventures LTD offers various investment products and services, including retirement planning, college education funding, and estate or tax planning [5]. However, it is important to note that the firm is not registered with the SEC or the ASC, which may raise questions about the legitimacy of its products and services.

Location:

We were unable to find any information about the location of Pinnacleventures LTD. This lack of information may cause concern, as it is important to know where a firm is located before investing with them.

Customer Service:

We were unable to find any information about the customer service provided by Pinnacleventures LTD. This lack of information may be a cause for concern, as it is important to know how a firm will handle any questions or concerns that may arise.

Conclusion:

Based on the information available, we cannot recommend investing with Pinnacleventures LTD. The firm is not registered with the SEC or the ASC, and there are no customer reviews available online. Additionally, we were unable to find any information about the location or customer service provided by the firm. Before investing with any firm, it is important to do your research and ensure that they are registered and compliant with regulatory bodies.

Citations:

[1] https://adviserinfo.sec.gov/firm/summary/148908

[2] https://www.asc.ca/en/Enforcement/Investment-Caution-List

[3] https://reports.adviserinfo.sec.gov/reports/ADV/148908/PDF/148908.pdf

[4] https://reports.adviserinfo.sec.gov/reports/ADV/142910/PDF/142910.pdf

[5] https://reports.adviserinfo.sec.gov/crs/crs_277099.pdf